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BROKER-DEALERS

INVESTMENT ADVISER SERVICES

HEDGE FUND COMPLIANCE

SEC/FINRA INVESTIGATIONS AND DEFENSE

INTERNAL INVESTIGATIONS

ENTERPRISE RISK MANAGEMENT ASSESSMENTS

DUE DILIGENCE: SECURITIES INDUSTRY ACQUISITIONS AND SALES

LICENSE REVOCATION: CERTIFIED FINANCIAL PLANNERS, AICPA, INSURANCE AGENTS

REPRESENTING INDIVIDAL AND INSTITUTIONAL INVESTORS IN SECURITIES LITIGATION AND ARBITRATION CLAIMS.